DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Polley Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Curtis Greene | Edelman Financial Engines independent RIA | Polley Wealth Management LLC state registered | RIA to a state-registered adviser | Aug 15, 2025 | Aug 13, 2025 |
| Andrew Ryan Frank | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Polley Wealth Management LLC state registered | Wirehouse to a state-registered adviser | Jan 9, 2023 | Feb 13, 2023 (35 d) |
| Ronald Curtis Greene | 369 Financial LLC state registered | Polley Wealth Management LLC state registered | Other | Aug 19, 2021 | Sep 1, 2021 |
| Gregory Fuller Kite | Transamerica Financial Advisors, LLC BD affiliated | Polley Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 12, 2020 | Oct 20, 2020 |
| Gary Joseph Preisser | Ae Wealth Management, LLC independent RIA | Polley Wealth Management LLC state registered | RIA to a state-registered adviser | Nov 18, 2019 | Nov 4, 2020 (352 d) |
| Kenneth Sean Polley | Truist Advisory Services, Inc. BD affiliated | Polley Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 2, 2019 | Sep 30, 2019 |
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6 moves match.