DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fermata Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mariam Sherilyn Saboori ShamlowGlobal Retirement Partners LLC institutionalFermata Advisors independent RIAOtherJan 10, 2025Jan 1, 2026 (356 d)
Zachary James WeirichCetera Investment Advisers LLC BD affiliatedFermata Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2024Jul 1, 2024
Mason Garth MooreGlobal Retirement Partners LLC institutionalFermata Advisors independent RIAOtherNov 15, 2023Nov 14, 2023
Russell Daniel Van SistineEdward Jones national BDFermata Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2021Jul 23, 2021
Kevin Charles MorrowWells Fargo Advisors wirehouseFermata Advisors independent RIAWirehouse to independent RIAMay 20, 2021May 17, 2021
Ben Frank SedilloWells Fargo Advisors wirehouseFermata Advisors independent RIAWirehouse to independent RIAMay 20, 2021May 17, 2021
Adilene CalixtroU.S. Bancorp Investments, Inc. BD affiliatedFermata Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2021Feb 18, 2021
Todd Arthur GomesWells Fargo Advisors wirehouseFermata Advisors independent RIAWirehouse to independent RIAJan 15, 2021Dec 16, 2020
William Stephen MurrayCetera Advisor Networks LLC BD affiliatedFermata Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 12, 2023 (742 d)
Christopher David SipesEnso Wealth Management, LLC independent RIAFermata Advisors no RAUMOtherDec 31, 2020Sep 30, 2019
Zachary PaulEdward Jones national BDFermata Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2020Oct 16, 2020
Daren E BlonskiEnso Wealth Management, LLC independent RIAFermata Advisors no RAUMRIA to a newly registered adviserJan 31, 2020Sep 30, 2019
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12 moves match.