| Todd Matthew Rice | Aim no RAUM | Algorithmic Investment Models other | Other | Feb 12, 2025 | Sep 27, 2022 |
| Andrew Philip Rice | Aim no RAUM | Algorithmic Investment Models other | Other | Feb 12, 2025 | Sep 27, 2022 |
| Daniel Joseph Dixon | Joseph Grace Holdings, Inc. state registered | Algorithmic Investment Models other | Other | Feb 28, 2020 | Apr 14, 2020 (46 d) |
| Erich Fradenburg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Algorithmic Investment Models other | Other | Feb 12, 2020 | Feb 25, 2020 |
| Chester Chappell | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 16, 2020 |
| James John Bulger | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Feb 4, 2020 (35 d) |
| Joshua Spielman Glazer | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 16, 2020 |
| Zachary Alan Stout | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 21, 2020 |
| Brendan Dennis Ryan | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 23, 2020 |
| Ryan Joseph Allessio | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 23, 2020 |
| Courtney Arlene Doyle | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 23, 2020 |
| Brandon M Anderson | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 30, 2020 |
| William George Wise | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Jan 17, 2020 |
| Denis John Rezendes | Beaumont Financial Partners LLC independent RIA | Algorithmic Investment Models other | Other | Dec 31, 2019 | Feb 7, 2020 (38 d) |
| Jared Albert Klapman | Longboard Asset Management asset manager | Algorithmic Investment Models other | Other | Nov 4, 2019 | Feb 25, 2020 (113 d) |
| Gregory Curtis Ellms | Wellesley Asset Management, Inc. mixed wealth | Algorithmic Investment Models other | Other | May 8, 2019 | Feb 25, 2020 (293 d) |