DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Core Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Robert SwoffordStrategic Advisers LLC national BDCore Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2026Mar 8, 2026 (52 d)
N Elizabeth GreggLPL Financial LLC independent RIACore Advisory Group independent RIARIA to RIAOct 28, 2022Jun 29, 2020
Joseph Angelo GiordanoPark Avenue Securities LLC BD affiliatedCore Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2022Apr 27, 2022
James Anthony MccollomIndependent Advisor Alliance, LLC independent RIACore Advisory Group independent RIARIA to RIAJul 6, 2021Jul 28, 2021
Hiram Nmn HutchisonGreat Valley Advisor Group, LLC independent RIACore Advisory Group independent RIARIA to RIAMar 17, 2021Apr 29, 2021 (43 d)
William Merritt KingIndependent Advisor Alliance, LLC independent RIACore Advisory Group independent RIARIA to RIAJun 29, 2020Jan 1, 2025 (1647 d)
Korey WhiteInvest Financial Corporation otherCore Advisory Group independent RIAOtherFeb 14, 2018Feb 8, 2023 (1820 d)
Meredith Lee StrosserPnc Wealth Management otherCore Advisory Group independent RIAOtherOct 19, 2011Mar 23, 2020 (3078 d)
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8 moves match.