DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Worley Banks Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer Anthony Wilmes | Pinnacle Family Advisors, LLC independent RIA | The Worley Banks Group, LLC independent RIA | RIA to RIA | Apr 12, 2022 | Jul 27, 2022 (106 d) |
| Paul L Banks | Commerce Brokerage Services, Inc independent RIA | The Worley Banks Group, LLC independent RIA | RIA to RIA | Feb 16, 2022 | Apr 19, 2022 (62 d) |
| David Holt Worley | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 21, 2020 |
| Timothy Joseph Banks | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 20, 2020 |
| Jordan St Clair | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 26, 2020 |
| Ryan Laurence Furlong | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 26, 2020 |
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6 moves match.