DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vertis Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Lee Harrison | Citizens Securities, Inc. BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2023 | Oct 7, 2024 (424 d) |
| Ian Rodger Welham | City Center Advisors, LLC independent RIA | Vertis Wealth, LLC independent RIA | RIA to RIA | Jul 8, 2022 | Jul 27, 2022 |
| Jean-Paul Ceballo | Wells Fargo Advisors wirehouse | Vertis Wealth, LLC independent RIA | Wirehouse to independent RIA | Jun 22, 2022 | Jul 19, 2023 (392 d) |
| Scott A Rosati | Pruco Securities, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2021 | Mar 14, 2022 (152 d) |
| William Standley Eden | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Apr 8, 2021 |
| Jason David Derosa | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Jul 17, 2020 |
| Brianna L Cheesmond | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Jul 17, 2020 |
| Sarah Jeanette Saum | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Jul 17, 2020 |
| Joshua John Storey | Ae Wealth Management, LLC BD affiliated | Vertis Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Nov 4, 2020 |
| Melissa L Ray | Brookstone Capital Management LLC other | Vertis Wealth, LLC independent RIA | Other | Oct 17, 2016 | Feb 26, 2021 (1593 d) |
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10 moves match.