DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneascent Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas James ClaudOneascent Financial Services LLC independent RIAOneascent Wealth Management independent RIARIA to RIAApr 27, 2026Apr 26, 2022
Faustino Theodore MunozThrivent Investment Management Inc. BD affiliatedOneascent Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 18, 2024Jan 1, 2025 (258 d)
Thomas Edward PowellAsset Management Services Llp mixed wealthOneascent Wealth Management independent RIARIA to RIAMar 31, 2022May 7, 2021
Hugh Holden GullySagespring Wealth Partners independent RIAOneascent Wealth Management no RAUMRIA to a newly registered adviserDec 14, 2020Jan 8, 2021
Randall Heath MorrisOneascent Financial Services LLC independent RIAOneascent Wealth Management no RAUMRIA to a newly registered adviserJul 16, 2020Jul 10, 2020
Robert Hays LatimerOneascent Financial Services LLC independent RIAOneascent Wealth Management no RAUMRIA to a newly registered adviserJul 16, 2020Jul 10, 2020
Benjamin Jonathan CraftOneascent Financial Services LLC independent RIAOneascent Wealth Management no RAUMRIA to a newly registered adviserJul 16, 2020Jul 10, 2020
Brent Wayne WhiddonCwm, LLC BD affiliatedOneascent Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 10, 2020Jun 12, 2020
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8 moves match.