DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pcb Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Alfredo Fernandez | Omni 360 Wealth, Inc. independent RIA | Pcb Capital LLC independent RIA | RIA to RIA | Sep 26, 2024 | Jul 15, 2025 (292 d) |
| Peter Carl Bombara | Osaic Fs, Inc. BD affiliated | Pcb Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2020 | Apr 17, 2021 (269 d) |
| Walter Alan Gilmore | Mk3 Wealth LLC independent RIA | Pcb Capital LLC independent RIA | RIA to RIA | Nov 18, 2019 | Jul 1, 2020 (226 d) |
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3 moves match.