DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Ann Barnard | LPL Financial LLC BD affiliated | Wealth Management Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2021 | Aug 26, 2021 |
| Gregory Allen Bryson | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Management Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2020 | Nov 3, 2020 |
| Thomas Joseph Curtis | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Management Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2020 | Oct 9, 2020 |
| Guillermo Hector Monge | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Management Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2020 | Nov 3, 2020 |
| Morgan Troy Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Management Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2020 | Nov 3, 2020 |
| Albert C Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Management Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2020 | Nov 17, 2020 |
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6 moves match.