DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Investment Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Greg StrakaModern Capital Management, Co. asset managerGlobal Investment Advisory independent RIAOtherJun 23, 2026Jun 24, 2026
Edward Reese BrooksCape Investment Advisory, Inc. independent RIAGlobal Investment Advisory independent RIARIA to RIAApr 2, 2026Mar 20, 2026
Danny Ray StrainCape Investment Advisory, Inc. independent RIAGlobal Investment Advisory independent RIARIA to RIAApr 2, 2026Mar 19, 2026
Joshua James JoinerVere Asset Management, Inc. otherGlobal Investment Advisory no RAUMOtherAug 27, 2025Oct 29, 2024
Michael Benjamin LiebsonUBS Financial Services Inc. wirehouseGlobal Investment Advisory no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 7, 2024Oct 4, 2024
Hunter Wilhelm FreyCatalyst Capital Advisors LLC asset managerGlobal Investment Advisory no RAUMOtherJan 20, 2023Jun 11, 2024 (508 d)
John Earle RedfearnFiduciary Solutions, LLC unclassifiedGlobal Investment Advisory no RAUMOtherJul 2, 2020Nov 16, 2020 (137 d)
Melissa Kristine Perez-LeblancGirard Securities, Inc. otherGlobal Investment Advisory independent RIAOtherSep 30, 2015Dec 15, 2025 (3729 d)
Mark Paul CollinsworthFortitude Advisory Group L.L.C. otherGlobal Investment Advisory no RAUMOtherDec 31, 2013Oct 28, 2024 (3954 d)
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9 moves match.