DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cerro Pacific Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy J Reyna | Schwab Wealth Advisory, Inc. no RAUM | Cerro Pacific Wealth Advisors, LLC independent RIA | Other | Mar 22, 2024 | Apr 18, 2024 |
| Lyle Lindsay Meek | Wells Fargo Advisors wirehouse | Cerro Pacific Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 26, 2020 | Oct 16, 2020 |
| Daniel Keith Speirs | Wells Fargo Advisors wirehouse | Cerro Pacific Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 26, 2020 | Oct 16, 2020 |
| Jennifer Lynn Chesini | Wells Fargo Advisors wirehouse | Cerro Pacific Wealth Advisors, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 26, 2020 | Oct 16, 2020 |
| Meredith Karman Collins | LPL Financial LLC BD affiliated | Cerro Pacific Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2020 | Oct 19, 2020 |
| Brianna Marie Ferguson | Commonwealth Financial Network national BD | Cerro Pacific Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 14, 2020 | Oct 16, 2020 (32 d) |
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6 moves match.