DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Private Client Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neil Kenneth Piper | Fortis Group Advisors LLC independent RIA | The Private Client Advisory Group, LLC no RAUM | RIA to a newly registered adviser | Nov 1, 2021 | Jan 8, 2021 |
| Kyle Joon Kim | LPL Financial LLC BD affiliated | The Private Client Advisory Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 18, 2021 | Feb 27, 2021 |
| Mark Anthony Faccone | Fortis Group Advisors LLC independent RIA | The Private Client Advisory Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2021 | Jan 8, 2021 |
| Renee Danielle Pepia | LPL Financial LLC independent RIA | The Private Client Advisory Group, LLC independent RIA | RIA to RIA | Jul 9, 2019 | Jun 10, 2021 (702 d) |
| Diane L Metivier | Invest Financial Corporation other | The Private Client Advisory Group, LLC no RAUM | Other | Feb 16, 2018 | Mar 18, 2021 (1126 d) |
| J Scott Savage | Invest Financial Corporation other | The Private Client Advisory Group, LLC no RAUM | Other | Feb 14, 2018 | Mar 10, 2021 (1120 d) |
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6 moves match.