DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Naviter Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew King Estes | Level Four Advisory Services BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Nov 3, 2025 (209 d) |
| Robert Blane Brooks | Resurgent Advisors independent RIA | Naviter Wealth, LLC independent RIA | RIA to RIA | Feb 14, 2025 | Feb 24, 2025 |
| Larry Dean Rogers | Intelligence Driven Advisers, LLC independent RIA | Naviter Wealth, LLC independent RIA | RIA to RIA | Feb 7, 2024 | May 21, 2026 (834 d) |
| Blake Abston | Garland And Greenwood Wealth Advisors LLC state registered | Naviter Wealth, LLC independent RIA | Other | Jan 3, 2024 | Dec 15, 2023 |
| Richard A Dougherty | Cambridge Investment Research Advisors, Inc. BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 14, 2023 |
| Alecia Beth Fisher Dougherty | Cambridge Investment Research Advisors, Inc. BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | Apr 14, 2023 |
| Lyndell Phillip Worthen | Stephens BD affiliated | Naviter Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 29, 2021 | Jan 15, 2021 |
| Jordan L. Bauer | Stephens BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2021 | Jan 23, 2024 (1089 d) |
| John William Kornet | Stephens BD affiliated | Naviter Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 29, 2021 | Jan 15, 2021 |
| Daniel Patton Russell | Stephens BD affiliated | Naviter Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 29, 2021 | Jan 15, 2021 |
| Bentley Edward Blackmon | Stephens BD affiliated | Naviter Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2020 | Apr 7, 2021 (184 d) |
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11 moves match.