DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Puente Asesoramiento De Inversiones, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mckinzie Valverdy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jul 23, 2024 | Jan 29, 2025 (190 d) |
| Gil O Aikins | Lazari Capital Management, Inc. independent RIA | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jul 19, 2024 | Jul 6, 2023 |
| Arianna E Kaufman | Morgan Stanley wirehouse | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jan 24, 2024 | Mar 13, 2025 (414 d) |
| Mariano Joaquin Pagano | Santander Securities BD affiliated | Puente Asesoramiento De Inversiones, LLC no RAUM | Other | Jun 15, 2022 | Feb 1, 2023 (231 d) |
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4 moves match.