DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Argent Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Thurman Everett | Raymond James Financial Services Advisors, Inc BD affiliated | Argent Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Dec 9, 2025 |
| Wilson Keith Nichols | Raymond James & Associates, Inc. national BD | Argent Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Mar 12, 2024 (33 d) |
| Martin E Palomo | Voya Financial Advisors, Inc. other | Argent Wealth, LLC independent RIA | Other | Dec 31, 2016 | Apr 13, 2022 (1929 d) |
| Cristopher Mckay Dockery | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Argent Wealth, LLC independent RIA | Wirehouse to independent RIA | Oct 14, 2014 | Jan 30, 2024 (3395 d) |
Page 1 of 1
4 moves match.