DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Saxon Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Scott Staerker | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2024 | Sep 6, 2024 |
| Ashley Nicole Trlica | Linscomb Wealth, Inc. independent RIA | Saxon Financial Group independent RIA | RIA to RIA | Jun 30, 2023 | Jun 29, 2023 |
| Brandon Craig Ivy | Linscomb Wealth, Inc. independent RIA | Saxon Financial Group independent RIA | RIA to RIA | Jun 21, 2023 | Jun 23, 2023 |
| Darrell Wayne Brooks | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 19, 2022 |
| Deane Michael Hafling | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 19, 2022 |
| Gregory James Kallus | Huckin Financial Group, Inc. unclassified | Saxon Financial Group independent RIA | Other | Nov 12, 2021 | Dec 13, 2021 (31 d) |
| Erin Altan Erdil | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2021 | Feb 19, 2021 |
| Jaclyn Beasley Gilbert | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2021 | Feb 18, 2021 |
| Bretton Wayne Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2021 | Feb 19, 2021 |
| Richard Allan Saxon | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2021 | Feb 18, 2021 |
| Paul Edward Love | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 7, 2021 | Feb 22, 2021 |
| Elizabeth Love Morrison | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 7, 2021 | Feb 19, 2021 |
| Timothy Lucio | Raymond James Financial Services Advisors, Inc BD affiliated | Saxon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 7, 2021 | Feb 22, 2021 |
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13 moves match.