DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capitol Family Office, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cassandra Martin ConteWells Fargo Advisors wirehouseCapitol Family Office, Inc. independent RIAWirehouse to independent RIASep 28, 2022Oct 17, 2022
Jonathan R DunnStash Wealth, LLC independent RIACapitol Family Office, Inc. independent RIARIA to RIASep 23, 2022Nov 14, 2022 (52 d)
Matthew James WiensFinancial Advocates Investment Management independent RIACapitol Family Office, Inc. no RAUMRIA to a newly registered adviserApr 1, 2021Feb 1, 2021
Mark David NortmanFinancial Advocates Investment Management independent RIACapitol Family Office, Inc. no RAUMRIA to a newly registered adviserApr 1, 2021Feb 1, 2021
Erica Gail NortmanFinancial Advocates Investment Management independent RIACapitol Family Office, Inc. no RAUMRIA to a newly registered adviserApr 1, 2021Feb 1, 2021
Stephen Alan CrabbFinancial Advocates Investment Management independent RIACapitol Family Office, Inc. no RAUMRIA to a newly registered adviserApr 1, 2021Feb 1, 2021
Garrett James ParkerFinancial Advocates Investment Management independent RIACapitol Family Office, Inc. no RAUMRIA to a newly registered adviserApr 1, 2021Jan 31, 2021
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7 moves match.