DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Elite Retirement Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Theodore DanielsPrincipal Securities, Inc. BD affiliatedElite Retirement Group independent RIAAffiliated broker-dealer or bank to independent RIASep 13, 2023Sep 21, 2023
Patrick Lee MarcellBrookstone Capital Management LLC independent RIAElite Retirement Group independent RIARIA to RIAApr 15, 2021Jan 14, 2021
Michael William MarcellBrookstone Capital Management LLC independent RIAElite Retirement Group independent RIARIA to RIAApr 15, 2021Jan 14, 2021
Victor Ray KizewskiBrookstone Capital Management LLC independent RIAElite Retirement Group independent RIARIA to RIAApr 15, 2021Jan 14, 2021
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4 moves match.