DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investment Advisor Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Woodson Abele | Advisory Services Network independent RIA | Investment Advisor Group independent RIA | RIA to RIA | May 2, 2023 | May 1, 2023 |
| Roger Alan Nicholls | One Wealth Map, LLC independent RIA | Investment Advisor Group independent RIA | RIA to RIA | Oct 8, 2021 | Oct 27, 2021 |
| David Kwasi Manteau | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 28, 2021 | Mar 2, 2021 |
| Gavin Michael Ganzkow | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 28, 2021 | Mar 1, 2021 |
| Eugene William Novitski | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 22, 2021 |
| Christopher Lee Price | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 18, 2021 |
| Eric Christopher Jackson | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 23, 2021 |
| Manuel A. Martinez | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 18, 2021 |
| John David Danzer | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 19, 2021 |
| David Jeffrey Armbruster | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 18, 2021 |
| Paul F. Kohn | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 23, 2021 |
| Magan Kaur Zavislak | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 22, 2021 |
| Katherine Nicole Phillips | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 22, 2021 |
| Heather Joan Thompson | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 18, 2021 |
| Clark Paul Milner | The Investment Advisor Alliance LLC independent RIA | Investment Advisor Group no RAUM | RIA to a newly registered adviser | Feb 26, 2021 | Feb 18, 2021 |
| Benjamin Thomas Blanchard | Richly unclassified | Investment Advisor Group no RAUM | Other | Dec 8, 2020 | Mar 12, 2021 (94 d) |
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16 moves match.