DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Bottom Line Wealth Management Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David W Hoobler | Sunrift Capital Partners LLC state registered | The Bottom Line Wealth Management Ltd. state registered | Other | Apr 20, 2022 | Mar 19, 2021 |
| Gyeral L Nice | Sunrift Capital Partners LLC state registered | The Bottom Line Wealth Management Ltd. state registered | Other | Jul 8, 2021 | Mar 19, 2021 |
| James Gerard Huhn | Brookstone Capital Management LLC independent RIA | The Bottom Line Wealth Management Ltd. state registered | RIA to a state-registered adviser | May 25, 2021 | Jun 11, 2021 |
| Clay Thomas Symington | Thrivent Investment Management Inc. BD affiliated | The Bottom Line Wealth Management Ltd. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 8, 2020 | Mar 19, 2021 (162 d) |
| Dennis Eugene Zaderaka | Sharpepoint, LLC independent RIA | The Bottom Line Wealth Management Ltd. state registered | RIA to a state-registered adviser | Sep 4, 2020 | Jul 14, 2021 (313 d) |
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5 moves match.