DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prosperity Wealth Planning LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Easton PriceApella Wealth independent RIAProsperity Wealth Planning LLC independent RIARIA to RIAJun 6, 2025Jun 16, 2025
Jordan Steven BromleyCetera Investment Advisers LLC BD affiliatedProsperity Wealth Planning LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2024Jul 30, 2024 (32 d)
Jonah B. ShaferRaymond James & Associates, Inc. national BDProsperity Wealth Planning LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 17, 2023Feb 23, 2023
Carolanne M ChavanneDynamic independent RIAProsperity Wealth Planning LLC no RAUMRIA to a newly registered adviserSep 30, 2021Aug 9, 2021
Ryan Michael WalkerFisher Investments independent RIAProsperity Wealth Planning LLC no RAUMRIA to a newly registered adviserAug 10, 2021Aug 12, 2021
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5 moves match.