DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Wealth Boutique

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tonyia CleaverEdward Jones national BDThe Wealth Boutique independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2024Jan 29, 2025 (117 d)
Veronica Joyner RodgersJanney Montgomery Scott LLC BD affiliatedThe Wealth Boutique independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2023Nov 22, 2023
Amanda Mchugh StilwellAlphastar Capital Management independent RIAThe Wealth Boutique independent RIARIA to RIAApr 19, 2023Apr 18, 2023
Donna S CatesAmeriprise Financial Services, LLC national BDThe Wealth Boutique independent RIAAffiliated broker-dealer or bank to independent RIANov 29, 2022Jan 9, 2023 (41 d)
Melissa Jo MyersLPL Financial LLC independent RIAThe Wealth Boutique independent RIARIA to RIASep 28, 2022Sep 29, 2022
Caroline Ann TanisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Wealth Boutique no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 18, 2022May 16, 2022
Jessica Claire WeaverLPL Financial LLC independent RIAThe Wealth Boutique independent RIARIA to RIAMay 13, 2022Mar 22, 2023 (313 d)
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7 moves match.