DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Retirement Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylon Woolwine | LPL Enterprise, LLC BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | May 5, 2026 |
| Sarah Schwieterman | Avantax Advisory Services BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | May 15, 2025 |
| Andrew Houston Barton | Facet independent RIA | Peak Retirement Planning, Inc. independent RIA | RIA to RIA | Jan 6, 2025 | Jan 9, 2025 |
| Amanda Christine Paliska | Prosperity Capital Advisors independent RIA | Peak Retirement Planning, Inc. independent RIA | RIA to RIA | Apr 29, 2024 | Aug 7, 2024 (100 d) |
| Cole Stahly Schrock | Private Advisor Group, LLC BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 14, 2023 |
| Joseph Francis Schmitz, Jr. | Spc BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2021 | Nov 24, 2021 |
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6 moves match.