DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Willis Towers Watson Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Watson | Missionsquare Retirement BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2026 | Sep 17, 2026 |
| Gabrielle Dilese Phenix | Cetera Investment Advisers LLC BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 17, 2026 | Sep 17, 2026 (31 d) |
| Douglas Levasseur | LPL Financial LLC BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 11, 2026 | Sep 8, 2026 |
| Jennifer Ann Bures | Alera Investment Advisors, LLC mixed wealth | Willis Towers Watson Securities, LLC no RAUM | RIA to a newly registered adviser | Nov 18, 2025 | Sep 17, 2026 (303 d) |
| Phong Khanh Le | Vanguard Advisers, Inc. BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2025 | Sep 17, 2026 (534 d) |
| Scott A Schechinger | Kestra Advisory Services, LLC BD affiliated | Willis Towers Watson Securities, LLC former | Other | Sep 18, 2023 | Dec 21, 2022 |
| Kevin Gerard Earls | Willis Securities, Inc. state registered | Willis Towers Watson Securities, LLC former | Other | Dec 21, 2021 | Apr 27, 2022 (127 d) |
| Robin Diane Condon | Tower Square Securities, Inc. other | Willis Towers Watson Securities, LLC former | Other | Sep 3, 2013 | Dec 21, 2022 (3396 d) |
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8 moves match.