DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kestra Investment Management, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alec Randolph | J.P. Morgan Securities LLC wirehouse | Kestra Investment Management, LLC. asset manager | Other | Oct 2, 2025 | Oct 24, 2025 |
| Robert Landon Patterson | Orion Portfolio Solutions, LLC BD affiliated | Kestra Investment Management, LLC. asset manager | Other | Sep 9, 2025 | Sep 17, 2025 |
| Logan Christopher Kerr | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2022 | Oct 25, 2022 |
| Haolun Zhang | Edward Jones national BD | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 6, 2022 | Oct 25, 2022 (49 d) |
| Bobby Sharan Gomez | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2022 | Jan 11, 2022 |
| Mouna Nutakki | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2022 | Jan 11, 2022 |
| Kara Marie Murphy | United Capital Financial Advisors BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2021 | Mar 4, 2022 (316 d) |
| Derek Matthew Schug | Sandbox Investments Partners unclassified | Kestra Investment Management, LLC. no RAUM | Other | Mar 4, 2015 | Mar 16, 2022 (2569 d) |
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8 moves match.