DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Universal Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Louise Longanecker | Cambridge Investment Research Advisors, Inc. BD affiliated | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 6, 2026 |
| Corey Jay Myers | Commonwealth Financial Network national BD | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 9, 2025 |
| Anthony Dwayne Rich | Cambridge Investment Research Advisors, Inc. BD affiliated | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 26, 2024 |
| Gregory John Wozniak | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 22, 2022 | Aug 16, 2022 |
| William Bernard Albair | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 18, 2022 | Aug 15, 2022 |
| Susan Rene Sommer | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 16, 2022 | Aug 10, 2022 |
| Brian Christopher Lock | Pfg Advisors independent RIA | Universal Financial Advisors, LLC no RAUM | RIA to a newly registered adviser | Aug 10, 2022 | May 11, 2022 |
| Anna Marie Meurer | LPL Financial LLC other | Universal Financial Advisors, LLC independent RIA | Other | Jul 21, 2015 | Aug 8, 2023 (2940 d) |
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8 moves match.