DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rembrandt Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wyatt Wolcott Guggisberg | LPL Financial LLC independent RIA | Rembrandt Financial Group LLC no RAUM | RIA to a newly registered adviser | Aug 12, 2022 | Mar 15, 2022 |
| Mickey Shawn Bryan | LPL Financial LLC independent RIA | Rembrandt Financial Group LLC no RAUM | RIA to a newly registered adviser | Apr 10, 2022 | Mar 15, 2022 |
| Daniel Enrique Tapia | LPL Financial LLC independent RIA | Rembrandt Financial Group LLC no RAUM | RIA to a newly registered adviser | Apr 7, 2022 | Mar 15, 2022 |
| Eric Michael Dolin | J.P. Morgan Securities LLC wirehouse | Rembrandt Financial Group LLC independent RIA | Wirehouse to independent RIA | Dec 13, 2021 | Mar 10, 2023 (452 d) |
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4 moves match.