DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Garland And Greenwood Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Kellar | Edward Jones national BD | Garland And Greenwood Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 31, 2025 | Nov 17, 2025 |
| Richard Bryan Simpson | Portfolio Medics, LLC independent RIA | Garland And Greenwood Wealth Advisors LLC state registered | RIA to a state-registered adviser | Jun 25, 2025 | Oct 23, 2025 (120 d) |
| James Michael Tuohey | Bolmgren Retireplan, Inc. unclassified | Garland And Greenwood Wealth Advisors LLC state registered | Other | Feb 22, 2022 | May 3, 2022 (70 d) |
| Blake Abston | MML Investors Services, LLC BD affiliated | Garland And Greenwood Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 21, 2022 | May 3, 2022 (102 d) |
| William Louis Criswell | Next Financial Group, Inc. other | Garland And Greenwood Wealth Advisors LLC state registered | Other | Dec 1, 2015 | Jan 3, 2025 (3321 d) |
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5 moves match.