DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oneascent Family Offices
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas James Claud | Oneascent Wealth Management independent RIA | Oneascent Family Offices no RAUM | Other | Apr 27, 2026 | Nov 21, 2022 |
| Philip Carl Shaffer | Hamilton Capital independent RIA | Oneascent Family Offices independent RIA | RIA to RIA | May 1, 2024 | May 2, 2024 |
| Martin Nicole Smith | Strauss Financial Group independent RIA | Oneascent Family Offices no RAUM | Other | Feb 9, 2024 | Feb 15, 2024 |
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3 moves match.