DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Innovative Family Office LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lincoln Adrian Dacosta | Wells Fargo Advisors wirehouse | Innovative Family Office LLC no RAUM | Other | Mar 11, 2025 | Mar 5, 2025 |
| Sunil Kumar Handa | MML Investors Services, LLC BD affiliated | Innovative Family Office LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jun 25, 2025 (176 d) |
| Paul Bennett Plesser | MML Investors Services, LLC BD affiliated | Innovative Family Office LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2024 | Dec 5, 2024 |
| Cory Paul Slovik | Empire Financial Management Company, LLC independent RIA | Innovative Family Office LLC no RAUM | RIA to a newly registered adviser | May 3, 2024 | Jun 14, 2024 (42 d) |
| Paul Dominic Pizzuti | Valic Financial Advisors, Inc. BD affiliated | Innovative Family Office LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2023 | Nov 15, 2024 (366 d) |
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5 moves match.