DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bearing Point Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Alan Rosenkranz | Jnba Financial Advisors, LLC independent RIA | Bearing Point Capital independent RIA | RIA to RIA | Mar 2, 2026 | Apr 3, 2026 (32 d) |
| Douglas Merle Dirks | Morgan Stanley wirehouse | Bearing Point Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 13, 2024 | Aug 2, 2024 |
| Thomas Matthew Hawley | Morgan Stanley wirehouse | Bearing Point Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 13, 2024 | Aug 2, 2024 |
| Gregg Richard Huberty | Morgan Stanley wirehouse | Bearing Point Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 13, 2024 | Aug 2, 2024 |
| Patrick Louis Smith | Morgan Stanley wirehouse | Bearing Point Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 13, 2024 | Aug 5, 2024 |
| Paul J Pearce | Morgan Stanley wirehouse | Bearing Point Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 9, 2024 | Aug 2, 2024 |
| Spencer Lunt Goldsmith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bearing Point Capital independent RIA | Wirehouse to independent RIA | May 9, 2007 | Apr 15, 2025 (6551 d) |
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7 moves match.