DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Corrales & Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Roman Ortega | First Command Advisory Services BD affiliated | Corrales & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 20, 2026 |
| Bryant Alexander Ruano | Mariner Independent independent RIA | Corrales & Co. independent RIA | RIA to RIA | Nov 11, 2025 | Nov 21, 2025 |
| Jose Carlos Justo Delgado | Imperial Fund Asset Management LLC asset manager | Corrales & Co. independent RIA | Other | Apr 8, 2025 | May 14, 2025 (36 d) |
| Luis Alonso Corrales | Cope Connelly independent RIA | Corrales & Co. independent RIA | RIA to RIA | Feb 12, 2025 | Jan 23, 2025 |
| Stephen Olaleye Adekeye | Sem Wealth Management independent RIA | Corrales & Co. independent RIA | RIA to RIA | Jan 30, 2025 | Apr 7, 2025 (67 d) |
| Karla Fitzgerald | Cope Connelly independent RIA | Corrales & Co. independent RIA | RIA to RIA | Jan 21, 2025 | Nov 6, 2025 (289 d) |
| Hsuan Wang | Cope Connelly independent RIA | Corrales & Co. independent RIA | RIA to RIA | Dec 3, 2024 | Jan 6, 2025 (34 d) |
| Joseph Martin Landesman | Cope Connelly independent RIA | Corrales & Co. independent RIA | RIA to RIA | Nov 7, 2024 | Jan 21, 2025 (75 d) |
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8 moves match.