DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prasad Wealth Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clint Christopher Clifford | Morgan Stanley wirehouse | Prasad Wealth Partners independent RIA | Wirehouse to independent RIA | Jul 27, 2026 | Jul 7, 2026 |
| Carole Leah Rominger | Osaic Advisory Services, LLC BD affiliated | Prasad Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Aug 27, 2025 |
| Scott Michael Lepa | Cerity Partners Retirement Plan Consultants institutional | Prasad Wealth Partners independent RIA | Other | Feb 24, 2025 | Jun 20, 2025 (116 d) |
| Ranjan Jagetia | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Brian Allen Kerber | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Roger Edward Godin | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Matthew Scott Schiller | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Anthony Grey Kulka | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Tiffany L Boval | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 5, 2024 |
| Kathleen Maura Mueller | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Sep 6, 2024 |
| Michael Brian Doherty | Regal Investment Advisors LLC BD affiliated | Prasad Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Jul 2, 2025 (275 d) |
| Lindsey R Orth | Morgan Stanley wirehouse | Prasad Wealth Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 19, 2013 | Sep 6, 2024 (4097 d) |
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12 moves match.