DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Unity Financial Planning Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Parnick Jennings | Silver Oak Securities, Inc. BD affiliated | Unity Financial Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2026 | Mar 17, 2026 |
| Robert Louis Takacs | Sb Advisory, LLC independent RIA | Unity Financial Planning Group LLC state registered | RIA to a state-registered adviser | Mar 27, 2026 | Feb 25, 2026 |
| Benjamin Cory Treece | Sb Advisory, LLC independent RIA | Unity Financial Planning Group LLC state registered | RIA to a state-registered adviser | Dec 2, 2025 | Nov 25, 2025 |
| Matthew D Hertig | Thrivent Investment Management Inc. BD affiliated | Unity Financial Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2025 | May 1, 2026 (158 d) |
| Michael N Turgeon | LPL Enterprise, LLC no RAUM | Unity Financial Planning Group LLC state registered | Other | Feb 19, 2025 | Apr 3, 2025 (43 d) |
| Wade Marcy | Pruco Securities, LLC BD affiliated | Unity Financial Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2024 | Jan 2, 2025 (115 d) |
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6 moves match.