DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Exponent Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Charles Olsen | Iconiq Capital, LLC asset manager | Exponent Wealth no RAUM | Other | May 5, 2026 | May 12, 2026 |
| Ben Brackett | Diversify Wealth Management, LLC independent RIA | Exponent Wealth no RAUM | RIA to a newly registered adviser | Feb 10, 2026 | Feb 17, 2026 |
| Joseph William Adair | Diversify Wealth Management, LLC independent RIA | Exponent Wealth no RAUM | RIA to a newly registered adviser | Feb 10, 2026 | Feb 11, 2026 |
| Alec L Ferguson | Drive Wealth Advisers independent RIA | Exponent Wealth no RAUM | RIA to a newly registered adviser | Mar 28, 2025 | Mar 27, 2025 |
| Avereigh Layne Clarke | Drive Wealth Advisers independent RIA | Exponent Wealth no RAUM | RIA to a newly registered adviser | Mar 28, 2025 | Mar 27, 2025 |
| Dylan Payne | Drive Wealth Advisers independent RIA | Exponent Wealth no RAUM | RIA to a newly registered adviser | Oct 14, 2024 | Apr 29, 2025 (197 d) |
| Laura J Caler | Morgan Stanley wirehouse | Exponent Wealth no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 16, 2024 | Feb 2, 2026 (566 d) |
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7 moves match.