DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Axient Investment Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Francis Calvano | Trust Advisory Group Ltd independent RIA | Axient Investment Advisors LLC independent RIA | RIA to RIA | Apr 1, 2026 | Apr 23, 2026 |
| James Ralph Cunningham | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| Joseph A. Gallagher | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| James Gamble Mccrary | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| Mark Eric Saunders | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Charles Michael Jones | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 6, 2026 |
| Allen G Wall | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 17, 2026 |
| John W Pylant | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 6, 2026 |
| Mystie Denae Mcglone | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Allison Brown Nielsen | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Stuart Daniel Bridges | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2026 | Feb 5, 2026 |
| Jacob Hampton Adams | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 14, 2026 | Jan 15, 2026 |
| Timothy Brian Walls | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 20, 2025 | Nov 21, 2025 |
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13 moves match.