DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ingalls Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Delphia PolleCitigroup Global Markets Inc. BD affiliatedIngalls Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2024Aug 10, 2026 (819 d)
Christine StafstromJ.P. Morgan Securities LLC wirehouseIngalls Investment Management, LLC independent RIAWirehouse to independent RIAJul 16, 2023Aug 10, 2026 (1121 d)
H. Denis TonerJ.P. Morgan Private Wealth Advisors LLC BD affiliatedIngalls Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2021Aug 10, 2026 (1860 d)
Kimberly Ann QuinteroJ.P. Morgan Private Wealth Advisors LLC BD affiliatedIngalls Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2021Aug 10, 2026 (1918 d)
Cintia Alexandra KempkesCapital Formation Group, Inc. independent RIAIngalls Investment Management, LLC independent RIARIA to RIAMar 30, 2020Aug 10, 2026 (2324 d)
Marshall Van KaplanMorgan Stanley Investment Management Inc. asset managerIngalls Investment Management, LLC independent RIAOtherOct 30, 2018Aug 10, 2026 (2841 d)
Rochelle Faye WagenheimMorgan Stanley Investment Management Inc. asset managerIngalls Investment Management, LLC independent RIAOtherOct 30, 2018Aug 10, 2026 (2841 d)
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7 moves match.