DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fcg Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Paul La Fronz | Ameriprise Financial Services, LLC national BD | Fcg Wealth Management, LLC other | Other | Oct 23, 2014 | Oct 10, 2014 |
| Nathaniel Edward Johnson | Morgan Stanley wirehouse | Fcg Wealth Management, LLC other | Other | Jan 31, 2014 | Feb 12, 2014 |
| Charles P Churchill | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fcg Wealth Management, LLC other | Other | Sep 6, 2011 | Jan 2, 2013 (484 d) |
| Kenneth Francis Dugan | Comprehensive Wealth Solutions, LLC other | Fcg Wealth Management, LLC other | Other | Aug 15, 2011 | Jun 17, 2011 |
| Robert Saxton Fowler | Securian Financial Services, Inc. other | Fcg Wealth Management, LLC other | Other | Feb 5, 2010 | Feb 10, 2010 |
| Steven Patrick Ford | Securian Financial Services, Inc. other | Fcg Wealth Management, LLC other | Other | Dec 4, 2009 | Jan 21, 2011 (413 d) |
| Barry W Yerger | Wells Fargo Advisors wirehouse | Fcg Wealth Management, LLC other | Other | Nov 18, 2004 | Apr 22, 2013 (3077 d) |
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7 moves match.