DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Simmons First Investment Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura Lea Witt1st Global Advisors Inc otherSimmons First Investment Group, Inc. otherOtherDec 18, 2017Jan 29, 2018 (42 d)
John Robert BondOsaic Institutions, Inc. otherSimmons First Investment Group, Inc. otherOtherJul 7, 2017Jul 12, 2017
Julia Kay CookOsaic Institutions, Inc. otherSimmons First Investment Group, Inc. otherOtherJul 7, 2017Jul 12, 2017
Ryan Blake TenryLPL Financial LLC otherSimmons First Investment Group, Inc. otherOtherDec 9, 2015Dec 1, 2015
John Allen SlaytonLPL Financial LLC otherSimmons First Investment Group, Inc. otherOtherDec 9, 2015Dec 1, 2015
Karl Byron KimeWaddell & Reed otherSimmons First Investment Group, Inc. otherOtherJul 27, 2015Oct 8, 2015 (73 d)
Nathan Reed GreenKernodle & Katon Tax And Asset Management Group otherSimmons First Investment Group, Inc. otherOtherDec 18, 2014Feb 24, 2015 (68 d)
Stanley Owen McnultyRaymond James Financial Services Advisors, Inc otherSimmons First Investment Group, Inc. otherOtherDec 4, 2014Dec 3, 2014
James William WatkinsMorgan Stanley wirehouseSimmons First Investment Group, Inc. otherOtherJun 16, 2009Jun 16, 2009
Timothy Patick RaffertyMorgan Stanley & Co. LLC unclassifiedSimmons First Investment Group, Inc. otherOtherApr 13, 2009Apr 27, 2009
Lisa Jo RabatinNorthwestern Mutual Investment Services,LLC otherSimmons First Investment Group, Inc. otherOtherMar 23, 2007Dec 5, 2008 (623 d)
W. Cary CurzonTransamerica Financial Advisors, LLC otherSimmons First Investment Group, Inc. otherOtherSep 26, 2003Sep 29, 2003
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12 moves match.