DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Landaas & Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Robert SheafCain, Watters & Associates, LLC independent RIALandaas & Company independent RIARIA to RIAAug 22, 2024Oct 2, 2024 (41 d)
Jack GlossAllspring Funds Management, LLC asset managerLandaas & Company independent RIAOtherJan 31, 2024Mar 13, 2024 (42 d)
Nicole Marie EirichRobert W. Baird & Co. Incorporated mixed wealthLandaas & Company independent RIARIA to RIASep 2, 2023Aug 30, 2023
Thomas BoothEquitable Advisors, LLC national BDLandaas & Company independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2023Apr 13, 2023
Robyn T AbelRobert W. Baird & Co. Incorporated mixed wealthLandaas & Company independent RIARIA to RIAOct 24, 2022Oct 19, 2022
Patrick James WeyerSsn Advisory, Inc. BD affiliatedLandaas & Company independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2018May 1, 2018
Wendy Ann CitkoAllspring Funds Management, LLC otherLandaas & Company otherOtherJul 18, 2013Jul 16, 2013
Thomas Michael PappenfusChase Investment Services Corp. otherLandaas & Company otherOtherJan 7, 2009Apr 29, 2013 (1573 d)
Elizabeth Lynn BaldwinRussell Investments otherLandaas & Company otherOtherJun 2, 2008Jun 10, 2008
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9 moves match.