DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Duncan-Williams, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle Hammett GowenRaymond James Financial Services Advisors, Inc otherDuncan-Williams, Inc. otherOtherJul 31, 2014Sep 2, 2014 (33 d)
Marc J CabrajaSterne Agee Asset Management, Inc. otherDuncan-Williams, Inc. otherOtherOct 31, 2013Apr 3, 2014 (154 d)
John Carter GiovannettiCommerce Asset Management, LLC otherDuncan-Williams, Inc. otherOtherApr 1, 2013Apr 1, 2013
Joseph FriendRaymond James Financial Services Advisors, Inc otherDuncan-Williams, Inc. otherOtherAug 1, 2012Aug 7, 2012
Patton Alan TeagleWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherJul 2, 2012Jun 29, 2012
David Nicholas ScullyMorgan Keegan & Company, LLC otherDuncan-Williams, Inc. otherOtherMar 27, 2012Apr 2, 2012
Thomas Auld JewettWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherAug 8, 2011Aug 8, 2011
Nancy Lucille PattersonWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherAug 8, 2011Nov 21, 2011 (105 d)
Sarah Elizabeth Lance WelchWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherAug 8, 2011Aug 8, 2011
Tammy Renee AlexanderWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherMar 25, 2011Jan 3, 2012 (284 d)
Justin Michael TaylorWells Fargo Advisors wirehouseDuncan-Williams, Inc. otherOtherFeb 2, 2011Feb 3, 2011
Thomas Lee ChristenburySterne Agee Asset Management, Inc. otherDuncan-Williams, Inc. otherOtherJul 14, 2010Aug 5, 2010
Darren JonesJ.J.B. Hilliard, W.L. Lyons, LLC otherDuncan-Williams, Inc. otherOtherSep 1, 2009Sep 17, 2009
Ginger A ShackelfordUBS Financial Services Inc. wirehouseDuncan-Williams, Inc. otherOtherApr 23, 2004Dec 10, 2012 (3153 d)
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14 moves match.