DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centennial Securities Company Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Donald RaddeCwm, LLC BD affiliatedCentennial Securities Company Inc independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2025Sep 3, 2025
Brett W KalsbeekLPL Financial LLC BD affiliatedCentennial Securities Company Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2024Apr 15, 2024
Thomas D GloverCalder Financial Group independent RIACentennial Securities Company Inc independent RIARIA to RIAJan 15, 2024Jan 9, 2024
Melissa Mary MoserB. Riley Wealth Advisors, Inc. BD affiliatedCentennial Securities Company Inc independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2023Jan 20, 2023
Constance Ann EtterB Riley Wealth Management BD affiliatedCentennial Securities Company Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2019Nov 15, 2019
Bruce Eric ElderSanctuary Advisors, LLC BD affiliatedCentennial Securities Company Inc independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2019Jun 27, 2019
Carol D BlunkEnvestnet Pmc otherCentennial Securities Company Inc otherOtherSep 2, 2016Jun 29, 2016
Robert Jerry BoerkoelRoyal Advisors, LLC otherCentennial Securities Company Inc otherOtherJun 25, 2014Jul 1, 2014
Daren Bahr ShavellThe Enterprise Investment Company otherCentennial Securities Company Inc otherOtherMay 12, 2014May 13, 2014
Bobby TsironisBurnham & Dells Advisors otherCentennial Securities Company Inc otherOtherMay 8, 2014May 30, 2014
Michelle M HoexumMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentennial Securities Company Inc otherOtherJun 3, 2013Mar 25, 2015 (660 d)
Peggy Ann NourieDavid A. Noyes & Company otherCentennial Securities Company Inc otherOtherFeb 21, 2012Feb 17, 2012
Paul Herman BerghoffBerghoff & Company Capital Management, Inc. unclassifiedCentennial Securities Company Inc otherOtherDec 22, 2011Dec 6, 2016 (1811 d)
Michael Robert OchoaDavid A. Noyes & Company otherCentennial Securities Company Inc otherOtherMar 15, 2011Apr 12, 2011
Mario Giulio BernardiDavid A. Noyes & Company otherCentennial Securities Company Inc otherOtherSep 27, 2010Apr 12, 2011 (197 d)
Page 1 of 1
15 moves match.