DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gms Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cameron J Ferrulo | Equitable Advisors, LLC national BD | Gms Group other | Other | May 23, 2025 | Feb 25, 2026 (278 d) |
| Vincent Della Fera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gms Group other | Other | Apr 11, 2019 | Oct 1, 2019 (173 d) |
| Owen Marc Zukovich | Right Blend Investing unclassified | Gms Group other | Other | Oct 30, 2013 | Oct 29, 2013 |
| Richard Joseph Schneiderman | Wells Fargo Advisors wirehouse | Gms Group other | Other | May 13, 2009 | Jan 1, 2026 (6077 d) |
| David James Lesko | Nfsg Corporation other | Gms Group other | Other | Aug 27, 2008 | Jul 29, 2010 (701 d) |
| Patrick Kennedy | UBS Financial Services Inc. wirehouse | Gms Group other | Other | Jan 18, 2006 | Jul 28, 2010 (1652 d) |
| Lyle Russell Hatch | RBC Capital Markets, LLC national BD | Gms Group other | Other | Nov 18, 2003 | Sep 2, 2010 (2480 d) |
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7 moves match.