DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Offices

Where advisors are leaving, and where they are arriving

An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.

Firm	Office	Advisors	Joined 12m	Left 12m	Net	Rate	Teams in
MARINER BD affiliated	New York, Ny	53	9	3	+6	5.7%
MARINER BD affiliated	Highlands Ranch, Co	21	2	3	-1	14%
MARINER BD affiliated	Cincinnati, Oh	41	9	2	+7	4.9%
MARINER BD affiliated	Los Angeles, Ca	30	8	2	+6	6.7%
MARINER BD affiliated	Plano, Tx	19	6	2	+4	11%
MARINER BD affiliated	Newport Beach, Ca	16	3	2	+1	13%
MARINER BD affiliated	Mcminnville, Or	4	1	2	-1	50%
MARINER INDEPENDENT independent RIA	Los Angeles, Ca	4	0	2	-2	50%
MARINER BD affiliated	Overland Park, Ks · principal	145	18	1	+17	0.7%
MARINER WEALTH no RAUM	Overland Park, Ks · principal	57	10	1	+9	1.8%
MARINER BD affiliated	Tulsa, Ok	25	5	1	+4	4.0%
MARINER BD affiliated	Brentwood, Mo	23	5	1	+4	4.3%
MARINER BD affiliated	Scottsdale, Az	22	5	1	+4	4.5%	1
MARINER BD affiliated	San Diego, Ca	17	0	1	-1	5.9%
MARINER BD affiliated	Tigard, Or	16	3	1	+2	6.3%
MARINER BD affiliated	Omaha, Ne	15	3	1	+2	6.7%
MARINER BD affiliated	Houston, Tx	14	1	1	0	7.1%
MARINER BD affiliated	Pittsburgh, Pa	13	4	1	+3	7.7%	1
MARINER BD affiliated	Indianapolis, In	9	1	1	0	11%
MARINER INSTITUTIONAL, LLC other	Overland Park, Ks	7	0	1	-1	14%
MARINER BD affiliated	Canton, Oh	6	2	1	+1	17%
MARINER BD affiliated	Mclean, Va	5	2	1	+1	20%
MARINER BD affiliated	Orlando, Fl	4	1	1	0	25%
MARINER BD affiliated	Louisville, Ky	4	1	1	0	25%
MARINER INDEPENDENT independent RIA	Oakbrook Terrace, Il	4	1	1	0	25%
MARINER BD affiliated	West Des Moines, Ia	3	0	1	-1	33%
MARINER BD affiliated	Bethlehem, Pa	3	0	1	-1	33%
MARINER INSTITUTIONAL, LLC other	Winter Park, Fl · principal	3	0	1	-1	33%
MARINER BD affiliated	Las Vegas, Nv	2	0	1	-1	50%
MARINER BD affiliated	Grand Rapids, Mi	2	0	1	-1	50%
MARINER BD affiliated	Oakbrook Terrace, Il	37	3	0	+3	0.0%
MARINER BD affiliated	Sarasota, Fl	23	2	0	+2	0.0%
MARINER BD affiliated	Manasquan, Nj	20	5	0	+5	0.0%
MARINER BD affiliated	Madison, Nj	20	1	0	+1	0.0%
MARINER BD affiliated	Bellevue, Wa	18	7	0	+7	0.0%
MARINER BD affiliated	Bloomington, Mn	16	7	0	+7	0.0%
MARINER BD affiliated	Coral Gables, Fl	16	2	0	+2	0.0%
MARINER BD affiliated	Boston, Ma	14	5	0	+5	0.0%
MARINER BD affiliated	Nashville, Tn	13	2	0	+2	0.0%
MARINER BD affiliated	Florham Park, Nj	13	4	0	+4	0.0%
MARINER BD affiliated	Rochester, Ny	12	1	0	+1	0.0%
MARINER BD affiliated	Palm Beach Gardens, Fl	12	3	0	+3	0.0%
MARINER BD affiliated	Concord, Nh	10	2	0	+2	0.0%
MARINER BD affiliated	Novi, Mi	9	0	0	0	0.0%
MARINER BD affiliated	Bloomfield Hills, Mi	9	1	0	+1	0.0%
MARINER BD affiliated	Brookfield, Wi	9	1	0	+1	0.0%
MARINER BD affiliated	Miramar Beach, Fl	9	2	0	+2	0.0%
MARINER BD affiliated	Walnut Creek, Ca	9	4	0	+4	0.0%
MARINER BD affiliated	State College, Pa	8	1	0	+1	0.0%
MARINER BD affiliated	Phoenix, Az	8	1	0	+1	0.0%
MARINER INDEPENDENT independent RIA	Baton Rouge, La	8	8	0	+8	0.0%	1
MARINER BD affiliated	El Segundo, Ca	8	2	0	+2	0.0%
MARINER ADVISOR NETWORK BD affiliated	Reno, Nv	8	0	0	0	0.0%
MARINER BD affiliated	Sioux Falls, Sd	7	2	0	+2	0.0%
MARINER BD affiliated	New Albany, In	7	2	0	+2	0.0%
MARINER BD affiliated	Austin, Tx	7	2	0	+2	0.0%
MARINER BD affiliated	Pleasanton, Ca	7	0	0	0	0.0%
MARINER INDEPENDENT independent RIA	Annapolis, Md	7	1	0	+1	0.0%
MARINER BD affiliated	Sandy Springs, Ga	7	0	0	0	0.0%
MARINER BD affiliated	San Jose, Ca	7	3	0	+3	0.0%

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145 offices match.