DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SPRINGDALE CAPITAL independent RIA | $64.2M | +16% | 100% | 80% | 1 | ||||
| SLOAN ADVISORY GROUP, INC. independent RIA | $63.6M | +18% | 1 | $63.6M | 100% | 88% | 32 | 1 | |
| WEALTHUNITE ADVISORS, LLC independent RIA | $63.1M | +12% | 1 | $63.1M | 100% | 80% | 48 | 2 | |
| S••••••• C•••••• M••••••••• L•• independent RIA | $63.0M | +19% | 1 | $63.0M | 100% | 54% | 180 | 4 | |
| A•••••• F•••••••• S•••••••• I••• independent RIA | $62.6M | 1 | $62.6M | 100% | 61% | 220 | 2 | ||
| B•••• W••••• M••••••••• independent RIA | $62.1M | +25% | 2 | $31.1M | 100% | 59% | 88 | 2 | |
| A••••• C•••••• M••••••••• L•• independent RIA | $61.2M | +21% | 1 | $61.2M | 93% | 66% | 69 | 1 | |
| J• M•••••••• C•••••• M••••••••• independent RIA | $60.9M | +11% | 1 | $60.9M | 99% | 52% | 143 | 1 | |
| R• • R• F•••••••• P•••••••• I••• independent RIA | $60.1M | +30% | 5 | $12.0M | 100% | 78% | 46 | 2 | |
| C••••••••• W••••• P•••••••• L•• independent RIA | $59.9M | +41% | 3 | $20.0M | 95% | 53% | 65 | 3 | |
| Q•••••• A•••• M••••••••• L•• independent RIA | $59.7M | +187% | 3 | $19.9M | 100% | 69% | 44 | 1 | |
| A•••• E••••• P•••••••• L•• independent RIA | $58.7M | +10% | 2 | $29.3M | 100% | 63% | 89 | 2 | |
| T••••••••• A•••••••• L•• independent RIA | $58.3M | +25% | 34 | $1.7M | 81% | 61% | 3 | 16 | |
| M• P•••••• T••• independent RIA | $58.2M | +11% | 4 | $14.6M | 100% | 52% | 110 | 1 | 7 |
| O•• H••••• A•••• M••••••••• independent RIA | $57.5M | +11% | 2 | $28.8M | 86% | 59% | 33 | 1 | |
| P•••• F•••••••• A•••••••• L•• independent RIA | $57.0M | +8.1% | 1 | $57.0M | 100% | 63% | 36 | 1 | |
| J• M•••• I••••••••• A••••••• S•••••• independent RIA | $54.5M | +8.9% | 100% | 72% | 1 | ||||
| L••••• R••• A•••• M••••••••• I••• independent RIA | $52.5M | +15% | 2 | $26.3M | 100% | 85% | 62 | 2 | |
| F••••• D•••••• A••••••• L•• independent RIA | $52.3M | +8.7% | 2 | $26.2M | 98% | 77% | 179 | 1 | |
| A••••• B•• P•••••• W••••• L•• independent RIA | $51.7M | +85% | 5 | $10.3M | 100% | 72% | 12 | 2 | |
| P••••••• independent RIA | $51.6M | 3 | $17.2M | 100% | 61% | 30 | 1 | ||
| L••••• W••••• M••••••••• L•• independent RIA | $51.0M | +101% | 2 | $25.5M | 100% | 88% | 38 | 1 | |
| S••••• A••••••• independent RIA | $50.8M | +0.1% | 97% | 61% | 1 | ||||
| P••••••• A•••• S••••••••• I••• independent RIA | $50.6M | +12% | 80% | 76% | 1 | ||||
| A•••••••• B•••• •••• I••• independent RIA | $48.9M | +22% | 2 | $24.4M | 100% | 54% | 38 | 2 | |
| H••••• C•••••••• independent RIA | $48.8M | -25% | 1 | $48.8M | 100% | 69% | 172 | 1 | |
| S••••••••• A•••• M••••••••• L•• independent RIA | $48.6M | +0.9% | 54% | 89% | 1 | ||||
| A••••••• W••••• A••••••••• G•••• L•• independent RIA | $48.3M | +3.6% | 3 | $16.1M | 100% | 82% | 56 | 1 | |
| C•••••• P••• independent RIA | $47.4M | +12% | 1 | $47.4M | 100% | 69% | 75 | 1 | |
| D•••• C•••••• A•••••••• L•• independent RIA | $46.9M | 1 | $46.9M | 96% | 85% | 58 | 1 | ||
| C•••••••• A•••••••• L•• independent RIA | $46.5M | +9.1% | 1 | $46.5M | 87% | 80% | 55 | 1 | |
| G••••••• W••••• M••••••••• L•• independent RIA | $46.5M | +3.9% | 100% | 86% | 1 | ||||
| B••••• H••• F•••••••• A••••••• L•• independent RIA | $46.4M | +25% | 1 | $46.4M | 100% | 75% | 87 | 1 | |
| I•••••••• A••••••• P••••••• L•• independent RIA | $46.1M | +14% | 2 | $23.1M | 100% | 85% | 20 | 3 | |
| J•• W••••• independent RIA | $44.9M | 1 | $44.9M | 100% | 80% | 21 | 1 | ||
| I••••••••• C••••••• I••• independent RIA | $44.4M | +20% | 1 | $44.4M | 82% | 86% | 30 | 2 | |
| D••••• M•••• A•••••••• L•• independent RIA | $43.3M | 21 | $2.1M | 100% | 64% | 9 | 1 | ||
| D••••••••• A••••••• independent RIA | $43.0M | -60% | 3 | $14.3M | 100% | 60% | 30 | 1 | |
| S••••••••• C•••••• M••••••••• C••••••••• independent RIA | $43.0M | +20% | 1 | $43.0M | 82% | 85% | 36 | 1 | 1 |
| L••• W••••• M••••••••• L•• independent RIA | $42.6M | +20% | 1 | $42.6M | 92% | 76% | 29 | 2 | |
| G•••• W••••• M••••••••• independent RIA | $42.1M | +31% | 1 | $42.1M | 100% | 84% | 37 | 2 | |
| F•••• P••••••• G•••• independent RIA | $41.8M | +17% | 1 | $41.8M | 100% | 57% | 82 | 1 | |
| P••••• A••••••• L•• independent RIA | $41.7M | +2.7% | 67% | 87% | 1 | ||||
| W•• M••••••••• S•••••••• I•• independent RIA | $41.6M | 1 | $41.6M | 98% | 59% | 72 | 1 | ||
| A••••• G•••• W••••• M••••••••• independent RIA | $41.6M | 1 | $41.6M | 100% | 70% | 38 | 2 | ||
| A••••••• N•••••••• A••••••• S••••••• L••••• independent RIA | $41.3M | +20% | 5 | $8.3M | 100% | 75% | 19 | 1 | |
| O•••••• C•••••• M••••••••• I••• independent RIA | $40.6M | +9.2% | 1 | $40.6M | 100% | 69% | 43 | 2 | |
| A•••• P••••••• L•• independent RIA | $40.5M | 2 | $20.2M | 100% | 85% | 17 | 1 | ||
| M••••••• F•••••••• S•••••••• L•• independent RIA | $40.4M | +24% | 1 | $40.4M | 96% | 65% | 43 | 1 | |
| F••• P••••• A•••••••• L•• independent RIA | $40.0M | +8.2% | 13 | $3.1M | 99% | 60% | 8 | 1 | |
| B••• L•••• R••••••••• S••••••••• L•• independent RIA | $39.6M | +6.1% | 1 | $39.6M | 100% | 56% | 54 | 1 | |
| A••••• • P••••••• F••••••••• L•• independent RIA | $39.1M | +6.8% | 1 | $39.1M | 99% | 59% | 139 | 2 | |
| T•• E••••••• A•••• M••••••••• C••••••••• independent RIA | $38.0M | +19% | 1 | $38.0M | 78% | 83% | 61 | 1 | |
| C•••••••• F•••••••• P•••••••• I••• independent RIA | $37.9M | +18% | 1 | $37.9M | 86% | 84% | 15 | 1 | |
| P•••••••• W••••• A••••••• independent RIA | $37.6M | 2 | $18.8M | 90% | 61% | 28 | 1 | ||
| S•••• R•••• A••••••• independent RIA | $36.3M | -0.6% | 1 | $36.3M | 98% | 82% | 25 | 1 | |
| E••••••••• W••••• independent RIA | $35.8M | +25% | 1 | $35.8M | 100% | 59% | 39 | 1 | |
| R••••••• A•••••••• I••• independent RIA | $35.6M | 2 | $17.8M | 100% | 56% | 41 | 1 | ||
| M••••• C•••••• A•••••••• L•• independent RIA | $35.5M | -22% | 1 | $35.5M | 100% | 86% | 36 | 1 | |
| W••••••••• C•••••• I••• independent RIA | $34.9M | 2 | $17.4M | 100% | 61% | 39 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.