For recruiters

Advisors to call now

Anything dated in the last 90 days, measured or not.

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  1. Esosa Idemudia Empower Advisory Group, LLC, Dallas, Tx
    brokerage advisory
    • 33% of this office left for other firms in the last six months (latest 2026-07-06)
      2026-07-06 (3 months ago). At BROKERAGE_ADVISORY, 12.1% with this moved within a year against 4.5% without it (2.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    LinkedIn profile; provider email at kahilla.com, not verified

    Before a call: practice size.

  2. Kory Close Fisher Investments, Plano, Tx
    independent RIA
    • the most senior member of this advisor's prior co-move team left the firm on 2026-07-06. null went to Vanguard Advisers, Inc.
      2026-07-06 (3 months ago). At independent RIAs, 13.9% with this moved within a year against 5.4% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      Dylan Delacruz to VANGUARD ADVISERS, INC.
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    LinkedIn profile; provider email at fisherinvestments.com, not verified

    Before a call: practice size.

  3. Carole Rainey Osaic Wealth, Inc., St. Petersburg, Fl
    broker-dealer affiliated
    • this office went from 10 to 7 registered advisors over the last year, with 4 leaving for other firms (latest 2026-07-06)
      2026-07-06 (3 months ago). At broker-dealer affiliated firms, 12.5% with this moved within a year against 5.3% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  4. Q•••••• S••••• G•••••••• C•••••• M••••••••• L••, L••• T•••• C•
    Call-readyindependent RIA
    • this office went from 8 to 5 registered advisors over the last year, with 3 leaving for other firms (latest 2026-07-02)
      2026-07-02 (3 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $1B, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Business ties: Some: 1 operating or professional business on file. A measure of business ties, not of book size or clients.

    Who else to call: 7 related advisors, 6 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

  5. J•••• H•••• F••••••• A•••• M••••••••• I•••, B•••••••• S•
    mixed wealth
    • passed the Series 63 on 2026-07-02 after 29 years in the industry, not as part of a firm licensing class
      2026-07-02 (3 months ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size; joined the current firm under a year ago.

  6. W•••••• S•••••• F•••••• F•••••••• A•••••••• L••, M••••• F•
    independent RIA
    • 40% of this office left for other firms in the last six months (latest 2026-06-30)
      2026-06-30 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; catch-all email at floridafa.com, not verified

    Who else to call: 50 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size.

    Before a call: practice size.

  7. M•••••• G••••• R•• A•••••••• L••, P••••••••• N•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-30)
      2026-06-30 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 26 related advisors, 22 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size; joined the current firm under a year ago.

  8. N••••••• S•••• R•• A•••••••• L••, P••••••••• N•
    independent RIA
    • 20% of this office left for other firms in the last six months (latest 2026-06-30)
      2026-06-30 (3 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  9. R••••• F••••••• S•••• S••••••• W•••••, R••••••••• M•
    other adviser
    • passed the Series 63 on 2026-06-29 after 8 years in the industry, not as part of a firm licensing class
      2026-06-29 (3 months ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  10. J••••• M••••• R•••••• C•••••• M••••••••• I•••, C•••• N•
    independent RIA
    • passed the Series 63 on 2026-06-26 after 9 years in the industry, not as part of a firm licensing class
      2026-06-26 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 13 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  11. R••••• G•••••• S••• W••••• L••, S•• F••••••••• C•
    brokerage advisory
    • this office went from 14 to 9 registered advisors over the last year, with 6 leaving for other firms (latest 2026-06-23)
      2026-06-23 (3 months ago). At B•••••••••, 23.0% with this moved within a year against 4.5% without it (5.2x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; catch-all email at sofi.com, not verified

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

    Before a call: practice size.

  12. S•••• T•••• U•• F•••••••• S•••••••• I•••, K••••• C•••• M•
    bank affiliated
    • this office went from 18 to 12 registered advisors over the last year, with 2 leaving for other firms (latest 2026-05-12)
      2026-05-12 (5 months ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 15 related advisors, 15 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; the current role; who works with them (team unresolved).

    Before a call: practice size.

  13. E••• G•••••• S••••• W••••• L••, B••••••••• M•
    independent RIA
    • 33% of this office left for other firms in the last six months (latest 2026-05-11)
      2026-05-11 (5 months ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 7 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  14. K••••• M••• E•••• I••••• A•••••••• I•••, E••••••• C•••• M•
    independent RIA
    • this office went from 8 to 6 registered advisors over the last year, with 3 leaving for other firms (latest 2025-12-23)
      2025-12-23 (9 months ago). At I•••••••••, 22.2% with this moved within a year against 5.4% without it (4.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: joined the current firm under a year ago.

  15. F•••••• F••• C•••••••, A••••••••• V•
    institutional manager
    • passed the Series 63 on 2025-09-29 after 13 years in the industry, not as part of a firm licensing class
      2025-09-29 (12 months ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Strong timing
    Value
    Not estimable
    Book not estimable
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 17 related advisors, 11 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  16. B••••••• D••••••• E•••••••• P•••• W••••• P•••••••• L••, D•••••• C•
    Call-readyindependent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-05-29. null went to E•••••• A••••••• G••••• L••
      2026-05-29 (4 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      H••••• B••••••• to E•••••• A••••••• G••••• L••
    Timing
    Timing
    Value
    $250M+
    Book not estimable; portable $1.2B to $2.2B
    Team
    5 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 9 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  17. S••••• P•••••• E•••••••• P•••• W••••• P•••••••• L••, D•••••• C•
    Call-readyindependent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-05-29. null went to E•••••• A••••••• G••••• L••
      2026-05-29 (4 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      H••••• B••••••• to E•••••• A••••••• G••••• L••
    Timing
    Timing
    Value
    $250M+
    Book not estimable; portable $1.2B to $2.2B
    Team
    5 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 9 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: the current role; who works with them (team unresolved).

  18. P•••••• R••• J•• W••••• M••••••••• L••, D•••••• C•
    Call-readyindependent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-09-11. null went to G••••••• R•••• C•••••• L••
      2026-09-11 (15 days ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      L••• N••••• to G••••••• R•••• C•••••• L••
    Timing
    Timing
    Value
    $250M+
    Team book $500M to $1B; portable $500M to $559M, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  19. R••••• M•••••••• C•••••• W••••• M•••••••••, C••••••• N•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-14 after 5 years in the industry, not as part of a same-week firm licensing class
      2026-07-14 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $250M+
    Team book $500M to $1B; portable $321M to $572M, revenue at most $10M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  20. J••••••• W•••••• E•• A•••••••• L••, R••••••• N•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-28 after 2 years in the industry, not as part of a same-week firm licensing class
      2026-07-28 (2 months ago). At I•••••••••, 9.4% with this moved within a year against 5.4% without it (1.7x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $53M to $95M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  21. M••• B•••• B•••• F•••••••• S•••••••• I•••, N•••••• B••••• C•
    Call-readyindependent RIA
    • passed an adviser exam (S65) on 2026-07-24 after 32 years in the industry, not as part of a same-week firm licensing class
      2026-07-24 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $142M to $159M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile; catch-all email at boyerfs.com, not verified

    Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).

    Missing: who works with them (team unresolved).

  22. A••••• S•••••••• C••••••• W••••• L••, G••••••••• N•
    independent RIA
    • passed an adviser exam (S66) on 2026-07-17 after 5 years in the industry, not as part of a same-week firm licensing class
      2026-07-17 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    $100M+
    Team book $100M to $250M; portable $111M to $198M, revenue at most $5M (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    professional profile page

    Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).

    Before a call: joined the current firm under a year ago.

  23. J•••• P••••••• L••••••••, M••••••• N•
    independent RIA
    • passed an adviser exam (S65) on 2026-07-27 after 32 years in the industry, not as part of a same-week firm licensing class
      2026-07-27 (2 months ago). At I•••••••••, 8.8% with this moved within a year against 5.4% without it (1.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
    Timing
    Timing
    Value
    Under $25M
    Team book under $25M; portable $7M to $8M, revenue at most $250K (transfer share is a judgment)
    Team
    No team seen
    Contact
    Professional
    L••••••• profile

    Before a call: joined the current firm under a year ago.

  24. A••••• B•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  25. B••••• M•••••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  26. B••••••• J•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  27. B••••••• F••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  28. T•••••• W••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      L•••• W•••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  29. K••••• H••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      L•••• W•••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  30. B•••• L••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      L•••• W•••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    professional profile page

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  31. G••••• R••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    professional profile page

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  32. C••••••••• K••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  33. E•••• C••••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      B••••• Z•••••••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

  34. M••••• Z•••••• K•••••• F•••••••• A••••••• S•••••••, M••••••••• K•
    independent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-15. null went to I••••••••• W••••• C••••••• L••
      2026-09-15 (11 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      L•••• W•••• to I••••••••• W••••• C••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    10 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 14 related advisors (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  35. M••• R••••••• S•••••••• W••••• M•••••••••, S•••••• F•
    Call-readyindependent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-03. null went to S•••••••• E••••• P•••••••• L••
      2026-09-03 (23 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      D•••• K••••• to S•••••••• E••••• P•••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    5 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

  36. S••••• A•••• S•••••••• W••••• M•••••••••, T••••••• C•••• M•
    Call-readyindependent RIA
    • a prior co-move teammate left the firm for an independent RIA on 2026-09-03. null went to S•••••••• E••••• P•••••••• L••
      2026-09-03 (23 days ago). At I•••••••••, 10.0% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      D•••• K••••• to S•••••••• E••••• P•••••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
    Team
    5 move with them
    Contact
    Professional
    L••••••• profile; professional profile page

    Who else to call: 7 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

  37. L•••• M•••• E•••••••• P•••• W••••• P•••••••• L••, D•••••• C•
    independent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-05-29. null went to E•••••• A••••••• G••••• L••
      2026-05-29 (4 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      H••••• B••••••• to E•••••• A••••••• G••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    5 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 9 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  38. A••••• B•••• E•••••••• P•••• W••••• P•••••••• L••, D•••••• C•
    independent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-05-29. null went to E•••••• A••••••• G••••• L••
      2026-05-29 (4 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      H••••• B••••••• to E•••••• A••••••• G••••• L••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    5 move with them
    Contact
    Professional
    professional profile page

    Who else to call: 9 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Before a call: practice size.

  39. I••• K•••• J••• M••••• S••••••••• L••, B••••••••• C•
    wirehouse
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-12. null went to R•• S••••••••• I•••
      2026-08-12 (45 days ago). At J•••••••, 9.9% with this moved within a year against 5.5% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      J•••• M•••••• to R•• S••••••••• I•••
    Timing
    Timing
    measured at this firm
    Value
    Not estimable
    Book not estimable
    Team
    4 move with them
    Contact
    Professional
    L••••••• profile; catch-all email at jpmorgan.com, not verified

    Before a call: practice size.

  40. C••••• L•••••• M••••••••• A•••••••• L••, N•• Y•••• N•
    independent RIA
    • 1 prior co-move teammate left the firm for another firm, most recently on 2026-06-29. null went to R•••••• J••••
      2026-06-29 (3 months ago). At I•••••••••, 9.7% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).
      E••• M••••• to R•••••• J••••
    Timing
    Timing
    Value
    Not estimable
    Book not estimable
    Team
    4 move with them
    Contact
    Professional
    L••••••• profile

    Who else to call: 17 related advisors, 6 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).

    Missing: a usable practice size; who works with them (team unresolved).

    Before a call: practice size.

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