Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Valuable practices with nothing current: worth knowing, not worth a call today.
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- Benjamin Bailey Tmb Capital Partners, LLC, Little Rock, Arindependent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $434M to $772M, revenue at most $10M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- Heather Boone Ehrlich Financial Group, Laguna Niguel, Caindependent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $125M to $223M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- Taylor Moody Regimen Wealth, LLC, Atlanta, Gaindependent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $183M to $325M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- L••• R••••• E•••••• F•••••••• G••••, L••••• N•••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $125M to $223M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- W•••••• M••••••• T•• C•••••• P•••••••• L••, L••••• R•••• A•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M to $1B; portable $738M to $824M, revenue at most $10M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- M•••••• D•••••••• B••••••• W••••• G•••• L••, W•••••••• O•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $420M to $469M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- R•••• P••••• B••••••• W••••• G•••• L••, W•••••••• O•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $247M to $440M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- J•••••• K••••• E•••••• F•••••••• G••••, L••••• N•••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $125M to $223M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- A••••• E•••••• E•••••• F•••••••• G••••, L••••• N•••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $213M to $238M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now.
- C•••••• B••• C••••••••• C•••••• A•••••••, A•••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $174M to $309M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route; mid-move on the record.
- I••••••• A•••• K••••• F•••••••• S••••••••• L••, P••••••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $244M to $273M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- A••• V••••••• R•• C•••••• M••••••• L••, W••••••••• N•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $610M; portable $305M to $427M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J••••••• C••••••• A••••••••• F•••••••• S•••••••• L••, B•••••••• T•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M; portable $400M to $450M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- L•••••• H•••••• R•• C•••••• M••••••• L••, L•••••••• N•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.2B; portable $600M to $840M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- T••••• S•••••••• L•• F•••••••• L••, H••••••• T•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $700M; portable $560M to $630M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D•••• I••••• R•••••• J•••• • A••••••••• I•••, S••••••• L•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M; portable $300M to $425M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- A•••••••• F••••••• W•••• F•••• A•••••••, F••• L••• N•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $672M; portable $504M to $571M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- D•••• F•••••• B•••••••• W••••• P•••••••, B••••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $152M to $271M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- D•••• C••••• R•• C•••••• M••••••• L••, P••••••• N•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $640M; portable $320M to $448M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- G•••••• E•• S•••••••• W••••• M••••••••• P•••••••• L••, M•••••••• N•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $386M to $432M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- M•••••• W••• C••• C•••••• P•••••••• L••, S•••• F••••••••• L•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $241M to $270M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- P•••••• V•••• S••••••• I••••••••• C••••••• L••, B••••••• N•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1B+; portable $879M to $983M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- T••••• B•••••• S••••••• S••••••••• L•••••, D•••••• T•state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.3B to $2.2B; portable $639M to $2.0B
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; mid-move on the record.
- P••• C•••••• R•••••• J•••• • A••••••••• I•••, H•••••• O•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $450M; portable $270M to $382M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- K•••• A•••••• L•• F•••••••• L••, W••••••• V••••••• C•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $410M; portable $328M to $369M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- K•••• R••••• R•••••• J•••• • A••••••••• I•••, S••••••• L•national broker-dealer RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $500M; portable $300M to $425M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- J•••• M••••••••• L•• F•••••••• L••, F••••••••• N•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $300M; portable $240M to $270M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Before a call: a dated reason to call now; a contact route.
- M•••••• W••• C••• C•••••• P•••••••• L••, S•••• F••••••••• L•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $142M to $253M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- J•••• S••••• B•••••••• W••••• P•••••••, B••••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $259M to $289M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; the current role; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- B•••• D•••••• L•• F•••••••• L••, F••••••••• N•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $300M; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- S•••• D•••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, N••••••••• I•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $900M; portable $675M to $765M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- C••••••••• M•••• S••••••• I••••••••• C••••••• L••, B••••••• N•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1B+; portable $879M to $983M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- J•••• G••••• S••••••• S••••••••• L•••••, D•••••• T•state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.3B to $2.2B; portable $639M to $2.0B
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; mid-move on the record.
- S•••••• L•••• W•••• F•••• A•••••••, P••••••• N•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $354M; portable $266M to $301M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 45 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- K•••••• H••• C••••••••• C•••••• A•••••••, A•••••• T•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $174M to $309M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route; mid-move on the record.
- L••••• V•••••• S••••••• S••••••••• L•••••, D•••••• T•state-registered adviser
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $1.3B to $2.2B; portable $639M to $2.0B
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 7 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route; mid-move on the record.
- R•••••• D•••••••• L•• F•••••••• L••, F••••••••• N•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $300M; portable $240M to $270M
- Team
- 4-person high-confidence team
- Contact
- Unresolved
- no contact route found
Who else to call: 10 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- M•••••• Z••••••• C••••• I••••••••• A••••••• L••, M••••••• H••••••• O•broker-dealer affiliated
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $600M; portable $480M to $540M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
- H••• U•••• C••• C•••••• P•••••••• L••, A••••• C•independent RIA
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $250M to $500M; portable $142M to $253M, revenue at most $5M (transfer share is a judgment)
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a contact route; a meaningful reason; who works with them (team unresolved); a dated reason to call now.
Before a call: a dated reason to call now; a contact route.
- J••• S•••••• W•••• F•••• A•••••••, P••••••• N•wirehouse
No dated fact on this record clears DFX’s evidence bar.
- Timing
- Nothing current
- Value
- $250M+
- Team book $354M; portable $266M to $301M
- Team
- 3 move with them
- Contact
- Unresolved
- no contact route found
Who else to call: 45 related advisors (teammates, former teammates, office peers and business partners).
Before a call: a dated reason to call now; a contact route.
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