Advisors to call nowHow this list is builtEvery reason is a filed fact with its date: an office that lost its people, someone who moved firms with this advisor before and has just left, a newly filed adviser they own, an exam just passed. Beside each is how often advisors with the same fact moved within a year, for their own firm where the history is large enough, otherwise their channel.Timing, practice size, team and contact are shown separately and never added up. The order is timing first, then size, then team, then how recent the fact is, then how reachable the advisor is. None of this is a statement that anyone plans to leave.
Anything dated in the last 90 days, measured or not.
Changes on what you follow · Describe your platform to see fit
- Lauren Bellini RBC Capital Markets, LLC, Boca Raton, Flnational broker-dealer RIA
- the most senior member of this advisor's prior co-move team left the firm on 2026-08-21. null went to Raymond James2026-08-21 (36 days ago). Across all advisors, 11.3% with this moved within a year against 4.9% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Kathy Russo to Raymond James
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- Heivaha Ongoongotau Morgan Stanley, Sandy, Utwirehouse
- a prior co-move teammate left the firm for an independent RIA on 2026-08-21. null went to Capital Wealth, LLC2026-08-21 (36 days ago). At wirehouses, 10.7% with this moved within a year against 5.2% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).Cory Carling to CAPITAL WEALTH, LLC
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- Raymond Des Rosiers Allstate Financial Advisors, LLC, Strongsville, Ohbroker-dealer affiliated
- passed the Series 65 on 2026-08-21 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-08-21 (36 days ago). At broker-dealer affiliated firms, 13.6% with this moved within a year against 5.3% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
- J•••• Z••• W•••• F•••• A•••••••, I••••••••• I•broker-dealer affiliated
- owns 75% or more of a newly filed adviser, first filed 2026-08-20, where they are not yet registered: F•••• W••••• M••••••••• L••2026-08-20 (37 days ago). At B•••••••••, 47.6% with this moved within a year against 5.3% without it (9.0x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email at wellsfargo.com (hunter); LinkedIn profile
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
- M•••• G••••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, D•••••• T•wirehouse
- 2 prior co-move teammates left the firm for another firm, most recently on 2026-08-20. null went to A••••• A•• P••••••• S•••••••2026-08-20 (37 days ago). At M••••••, 13.6% with this moved within a year against 6.0% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).E•••••• E•••••••• to A••••• A•• P••••••• S•••••••
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email at ml.com (apollo)
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Who else to call: 5 related advisors, 5 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role; who works with them (team unresolved).
Before a call: practice size.
- J••••• B••••• C••••••• S••••••••• I•••, P••••••••• P•bank affiliated
- this office went from 9 to 6 registered advisors over the last year, with 4 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile; catch-all email at citizensbank.com, not verified
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- A••• B••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, D•••••• T•wirehouse
- 2 prior co-move teammates left the firm for another firm, most recently on 2026-08-20. null went to A••••• A•• P••••••• S•••••••2026-08-20 (37 days ago). At M••••••, 13.6% with this moved within a year against 6.0% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).E•••••• E•••••••• to A••••• A•• P••••••• S•••••••
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- L••••••• profile
Who else to call: 57 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; the current role.
Before a call: practice size.
- N••••••• D••••••• C••••••• S••••••••• I•••, P••••••••• P•bank affiliated
- this office went from 9 to 6 registered advisors over the last year, with 4 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at citizensbank.com
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- P••• G••••• M••••• S••••••, P•••••••• N•wirehouse
- passed an adviser exam (S66) on 2026-08-20 after 2 years in the industry, not as part of a same-week firm licensing class2026-08-20 (37 days ago). At M••••• S••••••, 8.3% with this moved within a year against 3.7% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at morganstanley.com
Before a call: practice size.
- D•••• G••••••• C••••••• S••••••••• I•••, P••••••••• P•bank affiliated
- this office went from 9 to 6 registered advisors over the last year, with 4 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At B•••••••••, 15.9% with this moved within a year against 7.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- V••••• A••••• C••••••••• F•••••••• N••••••, A••••••••• G•national broker-dealer RIA
- this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- L•••• H•••• C••••••••• F•••••••• N••••••, A••••••••• G•national broker-dealer RIA
- this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- R••••••• B••••• C••••••••• F•••••••• N••••••, A••••••••• G•national broker-dealer RIA
- this office went from 10 to 7 registered advisors over the last year, with 3 leaving for other firms (latest 2026-08-20)2026-08-20 (37 days ago). At N•••••••••, 8.2% with this moved within a year against 3.9% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- R••••• G•••••••• M•••••• L••••• P•••••• F••••• • S•••• I•••••••••, L••••••••• C•wirehouse
- 1 prior co-move teammate left the firm for another firm, most recently on 2026-08-19. null went to R••2026-08-19 (38 days ago). At M••••••, 13.6% with this moved within a year against 6.0% without it (2.3x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).A•••••• C•••••••• to R••
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Direct
- verified business email at ml.com (hunter)
Before a call: practice size.
- K•••••••• P••••••• A•••••••• C•••••• M••••••••• L••, B•••••• M•other adviser
- passed the Series 63 on 2026-08-19 after 16 years in the industry, not as part of a firm licensing class2026-08-19 (38 days ago). At A••, 11.8% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Professional
- professional profile page
Who else to call: 18 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- E••••• M••• A• W••••• M••••••••• L••, H••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line
Business ties: No outside business, investment or board involvement on file; 1 community membership(s) without an officer or board role.
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- C•••• D••• A• W••••• M••••••••• L••, H••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size; joined the current firm under a year ago.
- J••••• C••••• A• W••••• M••••••••• L••, H••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm main line
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; who works with them (team unresolved).
Before a call: practice size.
- K••••• C••••••• M••••• S••••••, A••••••• G•wirehouse
- passed an adviser exam (S66) on 2026-08-19 after 2 years in the industry, not as part of a same-week firm licensing class2026-08-19 (38 days ago). At M••••• S••••••, 8.3% with this moved within a year against 3.7% without it (2.2x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- inferred email (firm style, deliverability sampled) at morganstanley.com
Before a call: practice size; joined the current firm under a year ago.
- T••••• B••••••• E••••• J••••, N••••••••• T•national broker-dealer RIA
- passed an adviser exam (S66) on 2026-08-19 after 11 years in the industry, not as part of a same-week firm licensing class2026-08-19 (38 days ago). At E••••• J••••, 5.9% with this moved within a year against 2.9% without it (2.0x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
- B••••••• S•••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, C••••••••• T•broker-dealer affiliated
- passed the Series 65 on 2026-08-19 while already holding the Series 66; the 65 lets an adviser register without a broker-dealer2026-08-19 (38 days ago). At B•••••••••, 13.6% with this moved within a year against 5.3% without it (2.6x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
- B••••••• A••••• L•• F•••••••• L••, M•••••• W•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-19 after 4 years in the industry, not as part of a same-week firm licensing class2026-08-19 (38 days ago). At L••, 8.9% with this moved within a year against 4.2% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route; joined the current firm under a year ago.
- J•••• W••••••• P••• A••••• S••••••••• L••, L••••••• I•broker-dealer affiliated
- 80% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- passed an adviser exam (S66) on 2026-01-17 after 3 years in the industry, not as part of a same-week firm licensing class2026-01-17 (8 months ago). At B•••••••••, 9.6% with this moved within a year against 5.3% without it (1.8x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Missing: a usable practice size; a contact route; who works with them (team unresolved).
Before a call: practice size; a contact route.
- K•••••• B•••••• L•• F•••••••• L••, B••••••••• V•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-19 after 4 years in the industry, not as part of a same-week firm licensing class2026-08-19 (38 days ago). At L••, 8.9% with this moved within a year against 4.2% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- J••••• N••• L•• F•••••••• L••, C••••••••• C•broker-dealer affiliated
- passed an adviser exam (S65) on 2026-08-19 after 3 years in the industry, not as part of a same-week firm licensing class2026-08-19 (38 days ago). At L••, 8.9% with this moved within a year against 4.2% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- D•••• L• T•••• A• W••••• M••••••••• L••, H••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 4 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- M••• R••••••• A• W••••• M••••••••• L••, H••••••• M•independent RIA
- 20% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- B••••••• T••••••• P••• A••••• S••••••••• L••, L••••••• I•broker-dealer affiliated
- 80% of this office left for other firms in the last six months (latest 2026-08-19)2026-08-19 (38 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- C••••••• F•••• U•• F•••••••• S••••••• I•••, N•• A•••••• O•wirehouse
- 30% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Before a call: practice size.
- N•••• T••••• P••• A••••• S••••••••• L••, G•••••••• V••••••• C•broker-dealer affiliated
- 21% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- B•••••• K•••••••• U•• F•••••••• S••••••• I•••, N•• A•••••• O•wirehouse
- 30% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Before a call: practice size.
- E••••• B••••• U•• F•••••••• S••••••• I•••, N•• A•••••• O•wirehouse
- 30% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- K•••• J••••• P••• A••••• S••••••••• L••, G•••••••• V••••••• C•broker-dealer affiliated
- 21% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- provider email, not verified at the firm's domain
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- J•••••• B••• C•••••••• I••••••••• R••••••• A•••••••• I•••, S••••••••• A•broker-dealer affiliated
- the most senior member of this advisor's prior co-move team left the firm on 2026-08-18. null went to B•••••••• C•••••• P•••••••• L••2026-08-18 (39 days ago). At B•••••••••, 11.0% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (co-move history and the departed teammate's new registration).J••• O••••••••• to B•••••••• C•••••• P•••••••• L••
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- firm contact form or inbox
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
- D•••• S••••• U•• F•••••••• S••••••• I•••, N•• A•••••• O•wirehouse
- 30% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Firm level
- catch-all email (domain accepts every address, unverifiable) at ubs.com
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file. A measure of business ties, not of book size or clients.
Who else to call: 6 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
- L•••••••• S•••••• U•• F•••••••• S••••••• I•••, N•• A•••••• O•wirehouse
- 30% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At U••, 12.8% with this moved within a year against 5.5% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- measured at this firm
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 3 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- R•••••• F•••••• M••••••, M••••••••• O•independent RIA
- 33% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At I•••••••••, 13.0% with this moved within a year against 5.4% without it (2.4x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Who else to call: 5 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size; a contact route.
- D•••• R••••••• P••• A••••• S••••••••• L••, G•••••••• V••••••• C•broker-dealer affiliated
- 21% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At B•••••••••, 11.2% with this moved within a year against 5.3% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
- F•••••••• A•••• S••••• W••••• A•••••••• I•••, O••••••• F•brokerage advisory
- passed the Series 63 on 2026-08-18 after 8 years in the industry, not as part of a firm licensing class2026-08-18 (39 days ago). At B•••••••••, 9.5% with this moved within a year against 4.5% without it (2.1x, 2023 to 2025 cohorts). Source: SEC IAPD individual feed, exam records (dated exam passes).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route; joined the current firm under a year ago.
- C••••••••• C••••• S•••••••• A••••••• L••, W••••••••• P•brokerage advisory
- 20% of this office left for other firms in the last six months (latest 2026-08-18)2026-08-18 (39 days ago). At B•••••••••, 12.1% with this moved within a year against 4.5% without it (2.7x, 2023 to 2025 cohorts). Source: SEC IAPD registration spans (registered branch city).
- Timing
- Strong timing
- Value
- Not estimable
- Book not estimable
- Team
- No team seen
- Contact
- Unresolved
- no contact route found
Before a call: practice size; a contact route.
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