DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- John Grant Woodhead added a UT registration at Alliant Securities, Inc. Turner, Nord, Kienbaum
- Paul Conlon Yannalfo added a MA registration at Lpl Financial Llc
- Fei Tsum added a WV registration at Bny Mellon Securities Corporation
- Michael Lee Tonga added a TX registration at Wells Fargo Advisors
- Rotarnah Seung added a OK registration at Thrivent Investment Management Inc.
- Brian Swensen Lifferth added a UT registration at Lpl Financial Llc
- Jacquelyn Nicole Gabona added a FL registration at J.P. Morgan Securities Llc
- Mimi Jo Huss added a SC registration at Apella Wealth
- Jeffery Wagner added a CA registration at Madison Avenue Securities, Llc
- Christopher Bezich added a MI registration at Centaurus Financial, Inc.
- Justin Lee Martin added a PA registration at Strategic Advisers Llc
- David Lam added a CA registration at Aegis Capital Corp.
- Kenneth Scott Mcafee added a AR registration at Signal Securities, Inc.
- Andrew Charles Rodriguez added a FL registration at Mutual Of Omaha Investor Services, Inc.
- Aneesh Govindan Nair added a GA registration at Fisher Investments
- Kaden J Keller added a IN registration at Geneos Wealth Management, Inc.
- Cody Michael Cervellera added a TX registration at Edward Jones
- Triana Raquel Arellano added a MA registration at Jefferies Investment Advisers Llc
- Aaron Robert Komarek added a IN registration at Park Avenue Securities Llc
- Dylan John Bolyard added a SC registration at New Horizon Wealth Management, Llc
- Eric Thomas Nagel added a CO registration at Maverick Thomas Capital
- David Corley added a TX registration at Cetera Investment Advisers Llc
- Kenneth R Roque added a RI registration at Citizens Securities, Inc.
- Peter Darling added a MA registration at Strategic Advisers Llc
- Alexis Lynn Woodward added a KY registration at Blend Wealth
- Tyler Wade Foutty added a SC registration at New Horizon Wealth Management, Llc
- Kyle Johnson added a CO registration at Northland Asset Management
- Nathan Edward White added a CT registration at Apella Wealth
- Nathan Edward White added a SC registration at Apella Wealth
- Joseph James Deluca added a CA registration at State Farm Investment Management Corp.
- Tammie Sue Myers Sharp added a KS registration at Park Avenue Securities Llc
- Joyce Lynn Krinsky added a WA registration at Valic Financial Advisors, Inc.
- Antonio Dallaris added a TX registration at Strategic Advisers Llc
- Alec Stephen Ardito added a PA registration at Morgan Stanley
- Bailey A. Nichols added a MA registration at Empower Advisory Group, Llc
- Steven Bradley Kingsley added a SC registration at Apella Wealth
- Maxwell Anthony Gorack added a TX registration at Alliancebernstein L.P.
- Ana Laurence Orriols added a NY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Khalid Najadat added a NY registration at Td Private Client Wealth Llc
- Fuser Juliano Rodriguez added a PA registration at Td Private Client Wealth Llc
- Jack William Karasin added a MA registration at Ballentine Partners
- Joseph Stephen Razzano added a NY registration at Private Advisor Group, Llc
- Sam Te Su added a CA registration at Aegis Capital Corp.
- Luis R. Dacosta added a ME registration at Inovo Wealth Architects
- Luis R. Dacosta added a NY registration at Inovo Wealth Architects
- Luis R. Dacosta added a PA registration at Inovo Wealth Architects
- Luis R. Dacosta added a VA registration at Inovo Wealth Architects
- Eric Lee Davis added a CA registration at Creativeone Securities, Llc
- Marcus Alan Sykora added a OK registration at State Farm Investment Management Corp.
- Dominic Jon Agostini added a RI registration at State Farm Investment Management Corp.
- Carrie Alane Rueckl added a OK registration at Thrivent Investment Management Inc.
- Samia Tony Elias added a CA registration at Citizens Securities, Inc.
- Samia Tony Elias added a NC registration at Citizens Securities, Inc.
- Danielle B Amundson added a AZ registration at Valmark Advisers, Inc.
- Tara Lynn Bybee added a TX registration at Edward Jones
- Brent Jameson Petty added a TX registration at Northwest Capital Management Inc.
- Brent Jameson Petty added a TX registration at Cwm, Llc
- Kari Ann Weber added a CO registration at Northland Asset Management
- Brian Jeffrey Hamel added a IN registration at Retiremitten Financial Llc
- Samuel Kushner added a VA registration at Wells Fargo Advisors
216,649 events match.