DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

Iam Advisory LLC's advisors moved to Wealthcare Advisory Partners LLC (Easton, PA): 6 of 8 registered, on the same day
Sep 17, 2026 (registration)Firm absorbed (people side)derivedfirm page source
2 advisors left Valic Financial Advisors, Inc. (Rockford, MI) for Lincoln Investment on the same day
Sep 17, 2026 (registration)Team lift-outderivedfirm page source
2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (New York, NY) for Morgan Stanley on the same day
Sep 17, 2026 (registration)Team lift-outderivedfirm page source
Christopher Dwayne Smith left Edward Jones for LPL Financial LLC (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Sharon H Budnik no longer registered at The Strategic Financial Alliance; no later IA registration on IAPD
Sep 17, 2026 (registration)Advisor departurefactadvisor page source
Rosendo J. Garcia left Strategic Advisers LLC for J.P. Morgan Securities LLC (registered 2026-09-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Jeremiah Rockefeller Buden left Valic Financial Advisors, Inc. for Lincoln Investment (registered 2026-09-08)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Sean Allen Mason left Motiv8 Investments LLC for Truvestments Capital LLC (registered 2026-09-17)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Grant Robert Hall left Envision Financial Planning, LLC for Fruitful (registered 2026-06-03)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Joseph Clark Parsons left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Gavin Gunther left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Mitchell David Mahoney left Cambridge Investment Research Advisors, Inc. for Kestra Advisory Services, LLC (registered 2026-09-10)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Stephen Kronick left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Jesse Philip Pellegrino left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Richard Sewall Rodman left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
John C Bianchi left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Amy Elizabeth Redd left Edward Jones for PNC Wealth Management (registered 2026-09-17)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Pourya Naeimi left Wells Fargo Advisors for J.P. Morgan Securities LLC (registered 2026-09-04)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Ryan Matthew Fossey left Thrivent Investment Management Inc. for Secured Retirement Advisors, LLC (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Patrick Emery left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Ryan Joseph Conlin left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Lisa Nguyen Booe left J.P. Morgan Securities LLC for Wells Fargo Advisors (registered 2026-09-11)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Spencer Fried left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
George Thomas Haskins left Merrill Lynch, Pierce, Fenner & Smith Incorporated for LPL Financial LLC (registered 2026-09-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Bryan Scott Pecherek left LPL Financial LLC for The Ameriflex Group (registered 2026-09-03)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Kirk Roy Fricke left Hilltop Securities Inc. for Cetera Investment Advisers LLC (registered 2026-09-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Roxana Gomez left Mma Securities LLC for Integrated Wealth Concepts LLC (registered 2026-08-25)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Ian T Swafford left Missionsquare Retirement for Cliftonlarsonallen Wealth Advisors, LLC (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Anthony Barbosa left Diversified, LLC for Certior Financial Group, LLC (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
James August Bartolacci left Iam Advisory LLC for Wealthcare Advisory Partners LLC (registered 2026-07-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Briston Reese left Park Avenue Securities LLC for Osaic Wealth, Inc. (registered 2026-09-15)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Megan Frye left Edward Jones for Ameriprise Financial Services, LLC (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Michael A Kreger left Valic Financial Advisors, Inc. for Lincoln Investment (registered 2026-09-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
John Gunther left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2026-09-16)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Nicholas Steven Shane left Valic Financial Advisors, Inc. for Lincoln Investment (registered 2026-09-14)
Sep 17, 2026 (registration)Advisor changed firmfactadvisor page source
Megan Anne Reilly added a KS registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a KY registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a IN registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a MN registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a NC registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a ME registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a DE registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a VI registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Brian Barker added a NM registration at Valic Financial Advisors, Inc.
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Justin Yokajty added a TX registration at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Ashley Elizabeth Koed added a KY registration at 3Edge Asset Management, Lp
Sep 17, 2026 (registration)New state registrationfactadvisor page source
William S Marbit added a WA registration at Park Avenue Securities Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Richard Hakim Drew added a TX registration at Vanguard Advisers, Inc.
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Cooper Grady added a MN registration at Stratos Wealth Partners, Ltd
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Matthew Allen Shrope added a TX registration at Lpl Financial Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Michael Martin Zickert added a TX registration at Wells Fargo Advisors
Sep 17, 2026 (registration)New state registrationfactadvisor page source
David L Little added a NC registration at Keel Point, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Tyler D. Parise added a TX registration at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Alexander T Skaltsis added a NJ registration at Morgan Stanley
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a SD registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a OK registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a NJ registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a MO registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Megan Anne Reilly added a LA registration at Columbia Management Investment Advisers, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source
Danielle Leigh Delongchamp added a FL registration at Concorde Asset Management, Llc
Sep 17, 2026 (registration)New state registrationfactadvisor page source

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217,387 events match.